Impact of Private Fund Regulations on Finance, Tech & Compliance Managers

SEC Readiness Webinar Series

It has been a busy year for private fund regulation. The SEC settled significant enforcement actions and recently proposed requirements for additional transparency from private fund managers – and the Staff has issued several important risk alerts.

CFOs, CTOs and CCOs of private fund managers will each have critical roles in helping their firms develop new compliance controls, respond to reporting requirements and make disclosures to investors related to financial, cybersecurity and ESG investing risks.

EisnerAmper is launching a series of SEC readiness webinars to help private fund managers prepare for the expanding role of compliance and increasing regulatory expectations. This panel of experienced professionals and advisors will share their perspectives on what the recent SEC activity means for you.

Learning Outcomes:


Participants will better understand:

  • Insights related to the recent SEC risk alerts, enforcement cases and proposed regulations
  • How the C-suite can prepare and set expectations for accountability across the organization
  • Available resources to learn more about what is coming next

This course qualifies for 1.0 CPE credit in Specialized Knowledge.

Leave a Reply

Your email address will not be published.

Back to top button